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Kieran Charles Lyons, CPA

Specialist in Compliance & CFO

Kieran has more than 25 years of experience in the investment management field, having served in senior-level management roles for broker-dealers, Registered Investment Companies, and Registered Investment Advisers. Most recently, Kieran was a Director and Chief Compliance Officer for Aladdin Capital Management, LLC, a leading provider of alternative management solutions for fixed-income investors. Kieran managed the compliance program while Aladdin's assets grew to more than $20 billion.

Kieran has effectively worked with internal and outside counsel, the SEC, and NASD (now FINRA) on the development and ongoing administration of the ever-evolving regulatory compliance programs. Prior to his time with Aladdin, Kieran served as VP of Regulatory Compliance and Operations for Dolphin Limited Partnerships in Stamford, CT; Managing Director for Lyons Financial Consulting in Darien, CT; and CFO & Compliance Director for Tocqueville Asset Management, LP, in New York City.

Kieran holds a BS in business administration from The State University of New York at Buffalo, a CPA license, and FINRA Series 7 and Series 24 licenses.