Kieran has more than 25 years of experience in the investment management
field, having served in senior-level management roles for broker-dealers,
Registered Investment Companies, and Registered Investment Advisers. Most
recently, Kieran was a Director and Chief Compliance Officer for Aladdin
Capital Management, LLC, a leading provider of alternative management
solutions for fixed-income investors. Kieran managed the compliance program
while Aladdin's assets grew to more than $20 billion.
Kieran has effectively
worked with internal and outside counsel, the SEC, and NASD (now FINRA)
on the development and ongoing administration of
the ever-evolving regulatory compliance programs. Prior to his time
with Aladdin, Kieran served as VP of Regulatory Compliance and Operations
for
Dolphin Limited Partnerships in Stamford, CT; Managing Director for
Lyons Financial Consulting in Darien, CT; and CFO & Compliance Director
for Tocqueville Asset Management, LP, in New York City.
Kieran holds
a BS in business administration from The State University of New York
at Buffalo, a CPA license, and FINRA Series 7 and Series
24 licenses.